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Registered advisor
M•••••• A••••• B••••••
Feed of 09/14/2026
Also filed as M•••••• A B••••••
At current firm
8 y
since Nov 20, 2017
In the industry
21 y
since Sep 24, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Nov 20, 2017 · Bedford, In
- L•• F•••••••• L•• BD affiliatedSep 22, 2017 to Nov 27, 2017 · Bedford, In
- L•• F•••••••• L•• BD affiliatedJun 21, 2011 to Sep 21, 2017 · Bedford, In
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedFeb 28, 2007 to Jun 21, 2011 · Bedford, In
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Nov 27, 2017, registered Nov 20, 2017 (-7 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to L•• F•••••••• L••left Jun 21, 2011, registered Jun 21, 2011 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address