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Registered advisor

A••• L• V•••

M•••••••• W••••• M••••••••• • I••••••••• L••state registeredHonolulu, HiIA-onlyIAPD 4832775

Certified Financial Planner · Chartered Financial Consultant

Feed of 09/14/2026

Also filed as A••• Lee V•••

At current firm

1 y

since Apr 30, 2025

In the industry

21 y

since Nov 1, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••••• W••••• M••••••••• • I••••••••• L•• state registered current
since Apr 30, 2025 · Honolulu, Hi
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Feb 28, 2020 to Nov 4, 2021 · Honolulu, Hi
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Apr 11, 2014 to Dec 31, 2019 · Miami, Fl
A••••••••• F•••••••• S•••••••• L•• national BD
Nov 1, 2004 to May 25, 2005 · San Francisco, Ca

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to M•••••••• W••••• M••••••••• • I••••••••• L••
left Nov 4, 2021, registered Apr 30, 2025 (1273 days) · Affiliated broker-dealer or bank to a state-registered adviser
A••••••••• F•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left May 25, 2005, registered Apr 11, 2014 (3243 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address