RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• J•••• D••••••••
- D•••••••• W••••• A••••••• state registered currentsince Jan 1, 2026 · Castro Valley, Ca
- R•• A••••••• S•••••••• I••• formerApr 9, 2012 to Jan 6, 2016 · Castro Valley, Ca
- E•••••••• A••••••• I•• unclassifiedNov 8, 2006 to Jan 14, 2009 · Roseville, Ca
- Q•• F•••••••• L•• unclassifiedApr 26, 2006 to Nov 1, 2006 · Castro Valley, Ca
- R•• A••••••• S•••••••• I••• to D•••••••• W••••• A•••••••left Jan 6, 2016, registered Jan 1, 2026 (3648 days) · Other
- E•••••••• A••••••• I•• to R•• A••••••• S•••••••• I•••left Jan 14, 2009, registered Apr 9, 2012 (1181 days) · Other
- Q•• F•••••••• L•• to E•••••••• A••••••• I••left Nov 1, 2006, registered Nov 8, 2006 (7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address