RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••• K•••• A•••••••
- P•••••••• A•••• M••••••••• other currentsince Dec 7, 2020 · Greer, Sc
- B••••••• I••••••••• S•••••••• I••• ••••• formerOct 17, 2006 to Jul 8, 2008 · Sacramento, Ca
- E•••••••• A•••••••• L•• national BDJan 7, 2005 to May 10, 2005 · Gold River, Ca
- B••••••• I••••••••• S•••••••• I••• ••••• to P•••••••• A•••• M•••••••••left Jul 8, 2008, registered Dec 7, 2020 (4535 days) · Other
- E•••••••• A•••••••• L•• to B••••••• I••••••••• S•••••••• I••• •••••left May 10, 2005, registered Oct 17, 2006 (525 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Other adviserderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address