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Registered advisor
T••••• J•••• A•••••••
Feed of 09/14/2026
At current firm
8 y
since Oct 23, 2017
In the industry
21 y
since Nov 19, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Oct 23, 2017 · Walnut Creek, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDSep 20, 2016 to Dec 7, 2016 · Walnut Creek, Ca
- B••••••• I••••••••• S•••••••• I••• ••••• formerOct 9, 2014 to May 6, 2015 · Santa Clara, Ca
- C•••••• S••••• • C••• I••• national BDJul 18, 2012 to Aug 27, 2014 · Campbell, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDNov 22, 2004 to Dec 1, 2010 · Walnut Creek, Ca
Moves
a registration end followed by a registration begin elsewhere
- B••••••• I••••••••• S•••••••• I••• ••••• to A••••••••• F•••••••• S•••••••• L••left May 6, 2015, registered Sep 20, 2016 (503 days) · Other
- C•••••• S••••• • C••• I••• to B••••••• I••••••••• S•••••••• I••• •••••left Aug 27, 2014, registered Oct 9, 2014 (43 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to C•••••• S••••• • C••• I•••left Dec 1, 2010, registered Jul 18, 2012 (595 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address