DFX Intelligence
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Registered advisor
E••••• A••• J••
Certified Financial Planner
Feed of 09/14/2026
Also filed as E••••• J••••••••• A• J••
At current firm
4 y
since Jan 14, 2022
In the industry
21 y
since Dec 14, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S••••• W••••• A•••••••• I••• no RAUM currentsince Jan 14, 2022 · Westlake, Tx
- T• A••••••••• I••••••••• M••••••••• L•• formerApr 30, 2015 to Jan 14, 2022 · Fort Worth, Tx
- T• A••••••••• I••• formerApr 30, 2015 to Apr 6, 2018 · Westlake, Tx
- S•••••••• A••••••• L•• national BDAug 8, 2008 to Apr 21, 2015 · Westlake, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 4, 2006 to Apr 19, 2007 · Fort Worth, Tx
- A••••••••• F•••••••• S•••••••• L•• national BDDec 15, 2004 to Sep 13, 2006 · Fort Worth, Tx
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to S••••• W••••• A•••••••• I•••left Jan 14, 2022, registered Jan 14, 2022 (0 days) · channel change inside one enterprise, not a move · moved with a team
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Apr 6, 2018, registered Apr 30, 2015 (-1072 days) · channel change inside one enterprise, not a move · moved with a team
- S•••••••• A••••••• L•• to T• A••••••••• I•••left Apr 21, 2015, registered Apr 30, 2015 (9 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to S•••••••• A••••••• L••left Apr 19, 2007, registered Aug 8, 2008 (477 days) · Wirehouse to affiliated broker-dealer or bank
- A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 13, 2006, registered Oct 4, 2006 (21 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address