C••••••••• S•••• A•••••••

• A••••••• W••••• M••••••••• I••• state registered current
  since Jan 1, 2026 · Greer, Sc
• A••••••• W••••• M••••••••• I••• state registered
  Jan 19, 2017 to Dec 31, 2024 · Greer, Sc
• A••••••• W••••• M••••••••• I••• state registered
  Oct 5, 2009 to Dec 31, 2016 · Towson, Md
• U•• F•••••••• S••••••• I••• wirehouse
  Jan 26, 2007 to Oct 6, 2009 · Hunt Valley, Md
• M••••• S•••••• D• I••• unclassified
  Oct 25, 2004 to Jan 29, 2007 · Hunt Valley, Md

• U•• F•••••••• S••••••• I••• to A••••••• W••••• M••••••••• I•••
  left Oct 6, 2009, registered Oct 5, 2009 (-1 days) · Wirehouse to a state-registered adviser
• M••••• S•••••• D• I••• to U•• F•••••••• S••••••• I•••
  left Jan 29, 2007, registered Jan 26, 2007 (-3 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address