RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••• R••••• E•••••••
- P••••••• W••••• M••••••••• G••••• L•• independent RIA currentsince Apr 24, 2018 · Flemington, Nj
- T•• P••••• S••••••••• asset manager currentsince Apr 24, 2018 · Flemington, Nj
- A••••••• W••••• M••••••••• G••••• L•• independent RIAJan 5, 2015 to Mar 28, 2018 · Flemington, Nj
- E•••••••• A•••••••• L•• national BDJun 17, 2009 to Feb 28, 2011 · Paoli, Pa
- P••••••• W••••• M••••••••• G••••• L•• independent RIADec 6, 2007 to Jun 1, 2009 · Flemington, Nj
- L•• F•••••••• L•• BD affiliatedNov 13, 2007 to May 5, 2009 · Flemington, Nj
- A••••••• W••••• M••••••••• G••••• L•• to P••••••• W••••• M••••••••• G••••• L••left Mar 28, 2018, registered Apr 24, 2018 (27 days) · RIA to RIA
- E•••••••• A•••••••• L•• to A••••••• W••••• M••••••••• G••••• L••left Feb 28, 2011, registered Jan 5, 2015 (1407 days) · Other
- P••••••• W••••• M••••••••• G••••• L•• to E•••••••• A•••••••• L••left Jun 1, 2009, registered Jun 17, 2009 (16 days) · Other
- L•• F•••••••• L•• to P••••••• W••••• M••••••••• G••••• L••left May 5, 2009, registered Dec 6, 2007 (-516 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address