RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• A• H••••••
- E••••••••• W••••• P•••••••• L•• state registered currentsince Jan 16, 2018 · Tallapoosa, Ga
- E••••••••• W••••• P•••••••• L•• state registeredJun 4, 2007 to Dec 31, 2017 · Tallapoosa, Ga
- M••••••• C••••••• I••• unclassifiedMay 24, 2005 to Dec 31, 2006 · Atlanta, Ga
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 30, 2004 to May 13, 2005 · Birmingham, Al
- M••••••• C••••••• I••• to E••••••••• W••••• P•••••••• L••left Dec 31, 2006, registered Jun 4, 2007 (155 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••••• C••••••• I•••left May 13, 2005, registered May 24, 2005 (11 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address