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Registered advisor
J•••• A• H•••••
Feed of 09/14/2026
Also filed as J•••• Alois H•••••
At current firm
6 y
since Oct 2, 2019
In the industry
21 y
since Jan 12, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Oct 2, 2019 · Greensboro, Nc
- K••••• A••••••• S•••••••• L•• BD affiliatedApr 19, 2016 to Oct 2, 2019 · Greensboro, Nc
- N•• A•••••• S•••••••• L•• formerFeb 2, 2015 to Sep 22, 2016 · Greensboro, Nc
- I••••• F•••••••• C••••••••• formerMay 27, 2009 to Feb 3, 2015 · Greensboro, Nc
- U•• F•••••••• S••••••• I••• wirehouseJan 13, 2005 to May 13, 2009 · Greensboro, Nc
Moves
a registration end followed by a registration begin elsewhere
- K••••• A••••••• S•••••••• L•• to L•• F•••••••• L••left Oct 2, 2019, registered Oct 2, 2019 (0 days) · Affiliated broker-dealer or bank to another
- N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Sep 22, 2016, registered Apr 19, 2016 (-156 days) · corporate re-registration, not a move
- I••••• F•••••••• C••••••••• to N•• A•••••• S•••••••• L••left Feb 3, 2015, registered Feb 2, 2015 (-1 days) · Other · moved with a team
- U•• F•••••••• S••••••• I••• to I••••• F•••••••• C•••••••••left May 13, 2009, registered May 27, 2009 (14 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address