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Registered advisor
T••••• J•••• S••••
Feed of 09/14/2026
Also filed as T••••• S••••
At current firm
11 y
since Jun 11, 2015
In the industry
22 y
since Sep 22, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••• A•• P••••••• S••••••• BD affiliated currentsince Jun 11, 2015 · Charlotte, Nc
- P•• W••••• M••••••••• BD affiliatedJan 8, 2015 to May 11, 2015 · Charlotte, Nc
- U•• F•••••••• S••••••• I••• wirehouseFeb 24, 2014 to Dec 18, 2014 · Charlotte, Nc
- W•••• F•••• A••••••• wirehouseFeb 21, 2008 to Feb 5, 2014 · Charlotte, Nc
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to A••••• A•• P••••••• S•••••••left May 11, 2015, registered Jun 11, 2015 (31 days) · Other
- U•• F•••••••• S••••••• I••• to P•• W••••• M•••••••••left Dec 18, 2014, registered Jan 8, 2015 (21 days) · Other
- W•••• F•••• A••••••• to U•• F•••••••• S••••••• I•••left Feb 5, 2014, registered Feb 24, 2014 (19 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address