RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• A•• B•••••
- O•••• W•••••• I••• BD affiliated currentsince Jun 14, 2024 · Fremont, Ne
- S••••••••• A•••••• A•••••••• I••• formerDec 1, 2010 to Jun 14, 2024 · Nickerson, Ne
- F•••• N••••••• C•••••• M••••••• I••• formerJun 3, 2010 to Nov 18, 2010 · Fremont, Ne
- C••••• I••••••••• S••••••• L•• formerSep 23, 2005 to Jun 2, 2010 · Fremont, Ne
- S••••••••• A•••••• A•••••••• I••• to O•••• W•••••• I•••left Jun 14, 2024, registered Jun 14, 2024 (0 days) · corporate re-registration, not a move
- F•••• N••••••• C•••••• M••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Nov 18, 2010, registered Dec 1, 2010 (13 days) · Other
- C••••• I••••••••• S••••••• L•• to F•••• N••••••• C•••••• M••••••• I•••left Jun 2, 2010, registered Jun 3, 2010 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address