RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• J••••• F••••••
- F•••••• F•••••••• A•••••••• L•• BD affiliated currentsince Aug 26, 2026 · Raleigh, Nc
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 29, 2007 to Jul 2, 2008 · Cary, Nc
- T• A••••••••• I••• formerMar 29, 2007 to Jul 2, 2008 · Cary, Nc
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedNov 17, 2005 to Apr 17, 2007 · Fremont, Ca
- A••••••••• F•••••••• S•••••••• L•• national BDJan 1, 2005 to Mar 24, 2005 · Walnut Creek, Ca
- T• A••••••••• I••••••••• M••••••••• L•• to F•••••• F•••••••• A•••••••• L••left Jul 2, 2008, registered Aug 26, 2026 (6629 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jul 2, 2008, registered Mar 29, 2007 (-461 days) · channel change inside one enterprise, not a move
- U•••• F•••••••• S••••••• G••••• I••• to T• A••••••••• I•••left Apr 17, 2007, registered Mar 29, 2007 (-19 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to U•••• F•••••••• S••••••• G••••• I•••left Mar 24, 2005, registered Nov 17, 2005 (238 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address