DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Edwin Tomohiro Suzuki
Feed of 09/14/2026
At current firm
1 y
since Jan 4, 2025
In the industry
21 y
since Dec 7, 2004 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Westpark Capital, Inc. independent RIA currentsince Jan 4, 2025 · Irvine, Ca
- Newport Coast Asset Management formerMay 19, 2010 to Aug 8, 2016 · Irvine, Ca
- Private Asset Advisors, Inc. unclassifiedJun 15, 2007 to May 20, 2010 · Newport Beach, Ca
- Ameriprise Financial Services, LLC national BDDec 8, 2004 to Oct 26, 2006 · Irvine, Ca
Moves
a registration end followed by a registration begin elsewhere
- Newport Coast Asset Management to Westpark Capital, Inc.left Aug 8, 2016, registered Jan 4, 2025 (3071 days) · Other · moved with a team
- Private Asset Advisors, Inc. to Newport Coast Asset Managementleft May 20, 2010, registered May 19, 2010 (-1 days) · Other
- Ameriprise Financial Services, LLC to Private Asset Advisors, Inc.left Oct 26, 2006, registered Jun 15, 2007 (232 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address