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Registered advisor
M•••••• B•••• H••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M•••••• B•••• H••••••
At current firm
2 y
since Oct 3, 2023
In the industry
20 y
since Jun 20, 2006 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- L••••• W••••• M••••••••• independent RIA currentsince Oct 3, 2023 · El Dorado Hills, Ca
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedAug 24, 2007 to Oct 11, 2023 · El Dorado Hills, Ca
- M••••• S•••••• • C•• L•• unclassifiedApr 2, 2007 to May 1, 2007 · Sacramento, Ca
- M••••• S•••••• D• I••• unclassifiedJun 21, 2006 to Apr 2, 2007 · Sacramento, Ca
Moves
a registration end followed by a registration begin elsewhere
- C•••••••• I••••••••• R••••••• A•••••••• I••• to L••••• W••••• M•••••••••left Oct 11, 2023, registered Oct 3, 2023 (-8 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- M••••• S•••••• • C•• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••left May 1, 2007, registered Aug 24, 2007 (115 days) · Other
- M••••• S•••••• D• I••• to M••••• S•••••• • C•• L••left Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
- M•••••• B•••• H•••••• left C•••••••• I••••••••• R••••••• A•••••••• I••• for L••••• W••••• M••••••••• (registered 2023-10-03)Oct 11, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address