DFX Intelligence
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M•••••• E• R•••••
As of · the IAPD feed; also filed as M•••••• R•••••
- At current firm
- 9 y
- In the industry
- 14 y
- Prior registered firms
- 2
- Signals
- 0
since Sep 27, 2016
As of · the IAPD feed; also filed as M•••••• R•••••
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Registration history
IAPD current and previous registrations
- T••••• A••••••• S•••••••• I••• BD affiliated currentsince Sep 27, 2016 · Mclean, Va
- P•• W••••• M••••••••• BD affiliatedJun 18, 2013 to Apr 21, 2015 · Mclean, Va
- M••••• S•••••• wirehouseNov 19, 2012 to May 20, 2013 · Washington, Dc
Moves
a registration end followed by a registration begin elsewhere
- P•• W••••• M••••••••• to T••••• A••••••• S•••••••• I•••left Apr 21, 2015, registered Sep 27, 2016 (525 days) · Other
- M••••• S•••••• to P•• W••••• M•••••••••left May 20, 2013, registered Jun 18, 2013 (29 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address