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RIA Intelligence
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Registered advisor
V•••••• D•••••• B••••
Feed of 09/14/2026
Also filed as V•••••• D••••••' Mudek
At current firm
12 y
since Dec 16, 2013
In the industry
20 y
since Sep 1, 2006 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Dec 16, 2013 · Baxter, Mn
- I••••••••• C•••••• O• A••••••• I••• formerJun 23, 2008 to Oct 13, 2008 · Staples, Mn
Moves
a registration end followed by a registration begin elsewhere
- I••••••••• C•••••• O• A••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 13, 2008, registered Dec 16, 2013 (1890 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address