DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Peter J Schmitz
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/14/2026
Also filed as Peter John Schmitz
At current firm
10 y
since May 16, 2016
In the industry
20 y
since Nov 29, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wealthspire Retirement Advisory institutional currentsince May 16, 2016 · Aliso Viejo, Ca
- Kestra Advisory Services, LLC BD affiliatedApr 21, 2016 to Jun 9, 2016 · Plymouth, Mn
- Nfp Advisor Services, LLC formerFeb 26, 2016 to Jun 9, 2016 · Plymouth, Mn
- Stiles Financial Services, Inc. independent RIAFeb 7, 2014 to Apr 8, 2016 · Edina, Mn
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 30, 2011 to Nov 6, 2013 · Bloomington, Mn
Moves
a registration end followed by a registration begin elsewhere
- Kestra Advisory Services, LLC to Wealthspire Retirement Advisoryleft Jun 9, 2016, registered May 16, 2016 (-24 days) · Other
- Nfp Advisor Services, LLC to Kestra Advisory Services, LLCleft Jun 9, 2016, registered Apr 21, 2016 (-49 days) · Other
- Stiles Financial Services, Inc. to Nfp Advisor Services, LLCleft Apr 8, 2016, registered Feb 26, 2016 (-42 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Stiles Financial Services, Inc.left Nov 6, 2013, registered Feb 7, 2014 (93 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address