RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A•••••• T••••
- T•••• I•••••••• • F•••••••• S•••••••• L•• state registered currentsince Apr 24, 2019 · Fort Lauderdale, Fl
- C•••••• A••••••• C••••••••• independent RIAJun 3, 2011 to May 14, 2019 · Indianapolis, In
- L•• F•••••••• L•• BD affiliatedFeb 20, 2007 to Mar 27, 2013 · Noblesville, In
- C•••••• A••••••• C••••••••• to T•••• I•••••••• • F•••••••• S•••••••• L••left May 14, 2019, registered Apr 24, 2019 (-20 days) · RIA to a state-registered adviser
- L•• F•••••••• L•• to C•••••• A••••••• C•••••••••left Mar 27, 2013, registered Jun 3, 2011 (-663 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address