DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J• Y•• W•••
Feed of 09/15/2026
Also filed as Ji Y W•••
At current firm
0 y
since Feb 13, 2026
In the industry
20 y
since Sep 13, 2006 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Las Vegas, Nv
- U••• B•••••• I••••••••• I••• formerMay 11, 2018 to Feb 13, 2026 · North Las Vegas, Nv
- S•••••••• I••••••••• M••••••••• formerOct 17, 2016 to Mar 8, 2018 · Saint Louis, Mo
- T• A••••••••• I••••••••• M••••••••• L•• formerMar 11, 2010 to Nov 3, 2014 · Las Vegas, Nv
- T• A••••••••• I••• formerMar 11, 2010 to Nov 3, 2014 · Las Vegas, Nv
- U••• B•••••• I••••••••• I••• formerAug 25, 2008 to Mar 8, 2010 · Saint Peters, Mo
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- S•••••••• I••••••••• M••••••••• to U••• B•••••• I••••••••• I•••left Mar 8, 2018, registered May 11, 2018 (64 days) · Affiliated broker-dealer or bank to another · moved with a team
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Nov 3, 2014, registered Mar 11, 2010 (-1698 days) · channel change inside one enterprise, not a move
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Nov 3, 2014, registered Mar 11, 2010 (-1698 days) · Other
- U••• B•••••• I••••••••• I••• to T• A••••••••• I•••left Mar 8, 2010, registered Mar 11, 2010 (3 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address