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RIA Intelligence
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Registered advisor
L•••• D••••• G•••••
Feed of 09/14/2026
At current firm
1 y
since Mar 6, 2025
In the industry
21 y
since Dec 21, 2004 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
9
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Mar 6, 2025 · Oak Park, Il
- I• A••••••• S•••••••• I••• formerOct 15, 2010 to Mar 6, 2025 · Chicago, Il
- C•••••••• G••••• M•••••• I••• BD affiliatedMay 29, 2007 to Oct 21, 2010 · Chicago, Il
- C••••••• I••••••••• S••••••• unclassifiedFeb 1, 2007 to May 29, 2007 · Chicago, Il
- A••••••••• F•••••••• S•••••••• L•• national BDJan 1, 2005 to Jan 31, 2007 · Rosemont, Il
Moves
a registration end followed by a registration begin elsewhere
- I• A••••••• S•••••••• I••• to L•• F•••••••• L••left Mar 6, 2025, registered Mar 6, 2025 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to I• A••••••• S•••••••• I•••left Oct 21, 2010, registered Oct 15, 2010 (-6 days) · Other
- C••••••• I••••••••• S••••••• to C•••••••• G••••• M•••••• I•••left May 29, 2007, registered May 29, 2007 (0 days) · corporate re-registration, not a move
- A••••••••• F•••••••• S•••••••• L•• to C••••••• I••••••••• S•••••••left Jan 31, 2007, registered Feb 1, 2007 (1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address