DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael Raymond Hazen

Verity Asset Managementindependent RIADurham, Nc dual registrantIAPD 4868870

Feed of 09/14/2026

Also filed as Mike Hazen

At current firm

5 y

since Oct 20, 2020

In the industry

21 y

since May 12, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Director of Compliancereportedverityinvest.comfirm site, Sep 15, 2026
Designations: MBAreportedverityinvest.comas printed on the bio page, Sep 16, 2026
Professional profile: verityinvest.com/team-member/michael-hazenreportedverityinvest.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

Verity Asset Management independent RIA current
since Oct 20, 2020 · Durham, Nc
Cetera Advisor Networks LLC former
Apr 26, 2017 to Jan 15, 2020 · San Diego, Ca
Kestra Advisory Services, LLC BD affiliated
Apr 22, 2016 to Apr 22, 2017 · Austin, Tx
Nfp Advisor Services, LLC former
Nov 9, 2015 to Sep 22, 2016 · Austin, Tx

Moves

a registration end followed by a registration begin elsewhere

Cetera Advisor Networks LLC to Verity Asset Management
left Jan 15, 2020, registered Oct 20, 2020 (279 days) · Affiliated broker-dealer or bank to independent RIA
Kestra Advisory Services, LLC to Cetera Advisor Networks LLC
left Apr 22, 2017, registered Apr 26, 2017 (4 days) · Other
Nfp Advisor Services, LLC to Kestra Advisory Services, LLC
left Sep 22, 2016, registered Apr 22, 2016 (-153 days) · corporate re-registration, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address