DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
D•••• S• H•••••
Certified Financial Planner
Feed of 09/14/2026
At current firm
19 y
since Jan 17, 2007
In the industry
22 y
since Dec 23, 2003 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- H••••••• W••••• M••••••••• independent RIA currentsince Jan 17, 2007 · Asheville, Nc
- K•••••• F••••• • C• independent RIAOct 20, 2004 to Jan 18, 2007 · Arden, Nc
Moves
a registration end followed by a registration begin elsewhere
- K•••••• F••••• • C• to H••••••• W••••• M•••••••••left Jan 18, 2007, registered Jan 17, 2007 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address