RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• F•••
- C••••••• R•••• W••••• P•••••• independent RIA currentsince Jun 13, 2025 · Thurmont, Md
- F••• F•••••••• A••••••• G••••• I••• unclassifiedJun 6, 2011 to Dec 31, 2025 · Washington, Dc
- H• B•••• I••• formerMay 4, 2006 to Nov 3, 2009 · Rockville, Md
- A• G• E•••••• • S•••• I••• unclassifiedMar 7, 2005 to Mar 8, 2006 · Washington, Dc
- F••• F•••••••• A••••••• G••••• I••• to C••••••• R•••• W••••• P••••••left Dec 31, 2025, registered Jun 13, 2025 (-201 days) · Other
- H• B•••• I••• to F••• F•••••••• A••••••• G••••• I•••left Nov 3, 2009, registered Jun 6, 2011 (580 days) · Other
- A• G• E•••••• • S•••• I••• to H• B•••• I•••left Mar 8, 2006, registered May 4, 2006 (57 days) · Other
- K••••••• F••• left F••• F•••••••• A••••••• G••••• I••• for C••••••• R•••• W••••• P•••••• (registered 2025-06-13)Dec 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address