RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• F••••••• H•••••••
- N••••••••• M••••••••• I••••••••• A••••••• L•• former currentsince Jun 12, 2026 · Newport Beach, Ca
- N••••••••• M••••••••• I••••••••• A••••••• L•• formerSep 27, 2022 to Mar 26, 2026 · Newport Beach, Ca
- M••••••••• • A••••••••• L•• formerJan 31, 2018 to Dec 30, 2020 · Mill Valley, Ca
- M••••••••• • A••••••••• L•• formerJul 26, 2013 to Dec 31, 2017 · San Francisco, Ca
- G•• A••••••• formerJul 20, 2010 to Dec 2, 2013 · San Francisco, Ca
- M••••••••• • A••••••••• L•• to N••••••••• M••••••••• I••••••••• A••••••• L••left Dec 30, 2020, registered Sep 27, 2022 (636 days) · Other
- G•• A••••••• to M••••••••• • A••••••••• L••left Dec 2, 2013, registered Jul 26, 2013 (-129 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Former SEC-registered adviserderived
- Years in industry
- 20derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address