DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Geoffrey H Niebaum
Feed of 09/14/2026
At current firm
5 y
since Jan 4, 2021
In the industry
21 y
since Jan 26, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mendel Capital Management, LLC independent RIA currentsince Jan 4, 2021 · Little Rock, Ar
- Mendel Capital Management, Inc. formerFeb 7, 2020 to Apr 23, 2021 · Little Rock, Ar
- Integra Capital Advisors formerAug 6, 2007 to Feb 12, 2020 · Arlington, Va
- Citigroup Global Markets Inc. BD affiliatedAug 11, 2005 to Jul 7, 2007 · Sarasota, Fl
Moves
a registration end followed by a registration begin elsewhere
- Mendel Capital Management, Inc. to Mendel Capital Management, LLCleft Apr 23, 2021, registered Jan 4, 2021 (-109 days) · channel change inside one enterprise, not a move · moved with a team
- Integra Capital Advisors to Mendel Capital Management, Inc.left Feb 12, 2020, registered Feb 7, 2020 (-5 days) · RIA to RIA
- Citigroup Global Markets Inc. to Integra Capital Advisorsleft Jul 7, 2007, registered Aug 6, 2007 (30 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address