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RIA Intelligence
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Registered advisor
M••• R• P••••••
Chartered Financial Analyst
Feed of 09/14/2026
At current firm
10 y
since Sep 12, 2016
In the industry
13 y
since Apr 16, 2013 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
n/a
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- E•••••••• F•••••••• G••••• L•• state registered currentsince Sep 12, 2016 · Cranford, Nj
- S•• A•••• M••••••••• L•• formerApr 16, 2013 to Dec 14, 2016 · Berwyn, Pa
Moves
a registration end followed by a registration begin elsewhere
- S•• A•••• M••••••••• L•• to E•••••••• F•••••••• G••••• L••left Dec 14, 2016, registered Sep 12, 2016 (-93 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address