DFX Intelligence
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Registered advisor
M•••••• J••••• F•••••••
Feed of 09/15/2026
Also filed as M•••••• J• F••••••••• F•••••••
At current firm
1 y
since Oct 18, 2024
In the industry
15 y
since Jul 1, 2011 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R••••••••• C•••••• M••••••••• BD affiliated currentsince Oct 18, 2024 · Florham Park, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 6, 2020 to Oct 22, 2024 · New York, Ny
- M••••• S•••••• wirehouseJun 23, 2016 to Mar 4, 2020 · Northfield, Nj
- P•• W••••• M••••••••• BD affiliatedMay 11, 2015 to Jun 9, 2016 · Voorhees, Nj
Moves
a registration end followed by a registration begin elsewhere
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to R••••••••• C•••••• M•••••••••left Oct 22, 2024, registered Oct 18, 2024 (-4 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Mar 4, 2020, registered Aug 6, 2020 (155 days) · Wirehouse to wirehouse
- P•• W••••• M••••••••• to M••••• S••••••left Jun 9, 2016, registered Jun 23, 2016 (14 days) · Other
Signals
- ••• LockedOct 22, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 15derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address