RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A••• M••••
- M•••• W••••• M••••••••• G•••• L•• state registered currentsince Dec 15, 2015 · Richmond, Va
- S••••• A••• A•••• M••••••••• I••• formerJul 31, 2014 to Dec 14, 2015 · Richmond, Va
- S••••• A••• A•••• M••••••••• I••• formerDec 9, 2011 to Jul 24, 2014 · Birmingham, Al
- A••••••• • S••••••••• I••••••••• formerFeb 4, 2008 to Dec 12, 2011 · Richmond, Va
- M••••• S•••••• • C•• L•• unclassifiedMay 14, 2007 to Feb 1, 2008 · Richmond, Va
- S••••• A••• A•••• M••••••••• I••• to M•••• W••••• M••••••••• G•••• L••left Dec 14, 2015, registered Dec 15, 2015 (1 days) · Other
- A••••••• • S••••••••• I••••••••• to S••••• A••• A•••• M••••••••• I•••left Dec 12, 2011, registered Dec 9, 2011 (-3 days) · Other
- M••••• S•••••• • C•• L•• to A••••••• • S••••••••• I•••••••••left Feb 1, 2008, registered Feb 4, 2008 (3 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address