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Registered advisor
W•••• M••••••
Feed of 09/15/2026
Also filed as W•••• Lynne M••••••
At current firm
1 y
since Sep 5, 2025
In the industry
18 y
since Aug 6, 2008 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Sep 5, 2025 · Raleigh, Nc
- A•••••• A••••••• S••••••• formerOct 25, 2019 to Sep 5, 2025 · El Segundo, Ca
- 1•• G••••• A••••••• I•• formerJan 14, 2019 to Oct 25, 2019 · Dallas, Tx
- 1•• G••••• A••••••• I•• formerJun 9, 2010 to Jul 30, 2018 · Dallas, Tx
- C•••••• S••••• • C••• I••• national BDAug 11, 2008 to Nov 19, 2008 · Coral Gables, Fl
Moves
a registration end followed by a registration begin elsewhere
- A•••••• A••••••• S••••••• to C••••• I••••••••• A••••••• L••left Sep 5, 2025, registered Sep 5, 2025 (0 days) · corporate re-registration, not a move
- 1•• G••••• A••••••• I•• to A•••••• A••••••• S•••••••left Oct 25, 2019, registered Oct 25, 2019 (0 days) · corporate re-registration, not a move
- C•••••• S••••• • C••• I••• to 1•• G••••• A••••••• I••left Nov 19, 2008, registered Jun 9, 2010 (567 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address