RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L••• P• G•••••
- B•••••••• A•••• M••••••••• L•• independent RIA currentsince Apr 1, 2025 · Munster, In
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 20, 2016 to Apr 1, 2025 · St. John, In
- O•••• I••••••••• I••• BD affiliatedApr 13, 2011 to Dec 21, 2015 · St. John, In
- C••••• I••••••••• A••••••• L•• to B•••••••• A•••• M••••••••• L••left Apr 1, 2025, registered Apr 1, 2025 (0 days) · Affiliated broker-dealer or bank to independent RIA
- O•••• I••••••••• I••• to C••••• I••••••••• A••••••• L••left Dec 21, 2015, registered Jan 20, 2016 (30 days) · Other
- Liam P Garvey left Cetera Investment Advisers Llc for Belpointe Asset Management Llc (registered 2025-04-01)Apr 1, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address