RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• A•••••••• G•••••••••
- B•••••••• A•••• M••••••••• L•• independent RIA currentsince Apr 1, 2025 · Northfield, Il
- C••••• I••••••••• A••••••• L•• BD affiliatedJan 21, 2014 to Apr 1, 2025 · Lincolnwood, Il
- C••••• I••••••••• S••••••• L•• formerDec 6, 2011 to Jan 21, 2014 · Morton Grove, Il
- V••••• A•••• M••••••••• I•• unclassifiedJan 26, 2006 to Sep 3, 2009 · Lincolnwood, Il
- A••••••••• F•••••••• S•••••••• L•• national BDFeb 28, 2005 to Nov 2, 2005 · Chicago, Il
- C••••• I••••••••• A••••••• L•• to B•••••••• A•••• M••••••••• L••left Apr 1, 2025, registered Apr 1, 2025 (0 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- C••••• I••••••••• S••••••• L•• to C••••• I••••••••• A••••••• L••left Jan 21, 2014, registered Jan 21, 2014 (0 days) · corporate re-registration, not a move
- V••••• A•••• M••••••••• I•• to C••••• I••••••••• S••••••• L••left Sep 3, 2009, registered Dec 6, 2011 (824 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to V••••• A•••• M••••••••• I••left Nov 2, 2005, registered Jan 26, 2006 (85 days) · Other
- M•••••• A•••••••• G••••••••• left C••••• I••••••••• A••••••• L•• for B•••••••• A•••• M••••••••• L•• (registered 2025-04-01)Apr 1, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address