RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• R•• N•••••
- C•••••• B••••• A••••••• independent RIA currentsince Sep 18, 2025 · Los Angeles, Ca
- U•• F•••••••• S••••••• I••• wirehouseMay 13, 2011 to Sep 9, 2016 · Los Angeles, Ca
- O••••••••• • C•• I••• BD affiliatedDec 14, 2005 to May 17, 2011 · Los Angeles, Ca
- M••••• S•••••• D• I••• unclassifiedFeb 24, 2005 to Dec 12, 2005 · Beverly Hls, Ca
- U•• F•••••••• S••••••• I••• to C•••••• B••••• A•••••••left Sep 9, 2016, registered Sep 18, 2025 (3296 days) · Wirehouse to independent RIA · moved with a team
- O••••••••• • C•• I••• to U•• F•••••••• S••••••• I•••left May 17, 2011, registered May 13, 2011 (-4 days) · Other
- M••••• S•••••• D• I••• to O••••••••• • C•• I•••left Dec 12, 2005, registered Dec 14, 2005 (2 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address