DFX Intelligence
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Registered advisor
M•••••• P••••••• B••••••
Certified Financial Planner
Feed of 09/14/2026
Also filed as M•••••• P••••••• K••••••••• P••••••• K••••
At current firm
8 y
since May 18, 2018
In the industry
21 y
since Mar 4, 2005 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince May 18, 2018 · Mansfield, Ma
- T• A••••••••• I••••••••• M••••••••• L•• formerAug 27, 2010 to Jun 1, 2018 · Providence, Ri
- T• A••••••••• I••• formerAug 27, 2010 to Jun 1, 2018 · Providence, Ri
- A••••••••• F•••••••• S•••••••• L•• national BDSep 25, 2009 to Aug 19, 2010 · Quincy, Ma
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to A••••••••• F•••••••• S•••••••• L••left Jun 1, 2018, registered May 18, 2018 (-14 days) · RIA to affiliated broker-dealer or bank
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Jun 1, 2018, registered Aug 27, 2010 (-2835 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to T• A••••••••• I•••left Aug 19, 2010, registered Aug 27, 2010 (8 days) · Affiliated broker-dealer or bank to a newly registered adviser
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address