RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••••• S•••••• L•••
- B•• C•••••• M••••••••• L•• asset manager currentsince Sep 4, 2025 · Northfield, Il
- C•••••• S••••• I••••••••• M••••••••• I•• otherAug 13, 2020 to Nov 21, 2022 · San Francisco, Ca
- W••••• S•••••••• formerJan 31, 2005 to Jul 2, 2020 · Naples, Fl
- C•••••• S••••• I••••••••• M••••••••• I•• to B•• C•••••• M••••••••• L••left Nov 21, 2022, registered Sep 4, 2025 (1018 days) · Other
- W••••• S•••••••• to C•••••• S••••• I••••••••• M••••••••• I••left Jul 2, 2020, registered Aug 13, 2020 (42 days) · Other · moved with a team
- J••••• S•••••• L••• left C•••••• S••••• I••••••••• M••••••••• I•• for B•• C•••••• M••••••••• L•• (registered 2025-09-04)Nov 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address