RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• R••• W•••••••
- O•••• W•••••• I••• BD affiliated currentsince Dec 5, 2025 · Medford, Or
- L•• F•••••••• L•• BD affiliatedAug 12, 2021 to Dec 2, 2025 · Medford, Or
- M•• F•••••••• S•••••••• I••• formerFeb 19, 2016 to Mar 25, 2017 · Lake Oswego, Or
- T••••••••• F•••••••• A•••••••• L•• BD affiliatedNov 23, 2009 to Mar 5, 2016 · Medford, Or
- L•• F•••••••• L•• to O•••• W•••••• I•••left Dec 2, 2025, registered Dec 5, 2025 (3 days) · Affiliated broker-dealer or bank to another
- M•• F•••••••• S•••••••• I••• to L•• F•••••••• L••left Mar 25, 2017, registered Aug 12, 2021 (1601 days) · Other
- T••••••••• F•••••••• A•••••••• L•• to M•• F•••••••• S•••••••• I•••left Mar 5, 2016, registered Feb 19, 2016 (-15 days) · Other
- C•••••• R••• W••••••• left L•• F•••••••• L•• for O•••• W•••••• I••• (registered 2025-12-05)Dec 2, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address