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RIA Intelligence
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Registered advisor
E••• S••••• E•••••
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/14/2026
At current firm
12 y
since Feb 28, 2014
In the industry
19 y
since Feb 2, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• F•••••••• C••••••••• L•• independent RIA currentsince Feb 28, 2014 · Columbus, Oh
- T• A••••••••• I••••••••• M••••••••• L•• formerMay 31, 2007 to Feb 21, 2012 · Columbus, Oh
- T• A••••••••• I••• formerMay 31, 2007 to Feb 21, 2012 · Columbus, Oh
- F•• S••••••••• C••••••••• formerFeb 6, 2007 to May 18, 2007 · Worthington, Oh
Moves
a registration end followed by a registration begin elsewhere
- T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••left Feb 21, 2012, registered May 31, 2007 (-1727 days) · Other
- T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••left Feb 21, 2012, registered May 31, 2007 (-1727 days) · channel change inside one enterprise, not a move
- F•• S••••••••• C••••••••• to T• A••••••••• I••••••••• M••••••••• L••left May 18, 2007, registered May 31, 2007 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address