DFX Intelligence
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Registered advisor
A•• B••••••• Z••••
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/14/2026
Also filed as A•• M•••••• B•••••••
At current firm
11 y
since Dec 16, 2014
In the industry
21 y
since Sep 16, 2005 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Z•••• F•••••••• A•••••••• L•• independent RIA currentsince Dec 16, 2014 · Greensboro, Nc
- L•• F•••••••• L•• BD affiliatedSep 16, 2005 to Sep 23, 2014 · Greensboro, Nc
Moves
a registration end followed by a registration begin elsewhere
- L•• F•••••••• L•• to Z•••• F•••••••• A•••••••• L••left Sep 23, 2014, registered Dec 16, 2014 (84 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address