RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• T•••• M••••••
- D••••••••• L•• independent RIA currentsince Aug 5, 2024 · Wilmington, De
- D••••••••• L•• formerApr 1, 2022 to Nov 4, 2024 · Birmingham, Al
- M•••• L••• P••••••• formerApr 8, 2011 to Mar 31, 2022 · Chelsea, Al
- A••••••••• F•••••••• S•••••••• L•• national BDMar 31, 2005 to Feb 6, 2006 · Birmingham, Al
- D••••••••• L•• to D••••••••• L••left Nov 4, 2024, registered Aug 5, 2024 (-91 days) · channel change inside one enterprise, not a move · moved with a team
- M•••• L••• P••••••• to D••••••••• L••left Mar 31, 2022, registered Apr 1, 2022 (1 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M•••• L••• P•••••••left Feb 6, 2006, registered Apr 8, 2011 (1887 days) · Other
- M••••• T•••• M•••••• left M•••• L••• P••••••• for D••••••••• L•• (registered 2022-04-01)Mar 31, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address