W••••• P••• B•••••••

• C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated current
  since Jun 27, 2024 · Annapolis,, Md
• M•• I•••••••• S•••••••• L•• BD affiliated
  Oct 17, 2018 to Jul 1, 2024 · Elkridge, Md
• E•••••••• A•••••••• L•• national BD
  Sep 23, 2013 to Sep 10, 2018 · Columbia, Md
• O•••• F•• I••• former
  May 3, 2005 to Sep 19, 2013 · Lutherville, Md

• M•• I•••••••• S•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
  left Jul 1, 2024, registered Jun 27, 2024 (-4 days) · Affiliated broker-dealer or bank to another
• E•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••
  left Sep 10, 2018, registered Oct 17, 2018 (37 days) · Affiliated broker-dealer or bank to another
• O•••• F•• I••• to E•••••••• A•••••••• L••
  left Sep 19, 2013, registered Sep 23, 2013 (4 days) · Other

• ••• Locked
  Jul 1, 2024 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address