RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• D••• M••••••••
- P•••••• W••••• A•••••••• L••• independent RIA currentsince Apr 25, 2014 · Reston, Va
- P•••••• W••••• A•••••••• L••• independent RIAJan 22, 2013 to Apr 23, 2014 · Reston, Va
- P•••••• W••••• M••••••••• L•• unclassifiedJun 27, 2012 to Dec 31, 2012 · Boca Raton, Fl
- L•••• M•• • A••••••••• L•• formerJan 9, 2008 to May 21, 2012 · Bethesda, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJan 29, 2007 to Jan 2, 2008 · Vienna, Va
- A••••••••• F•••••••• S•••••••• L•• national BDJul 27, 2005 to Sep 20, 2006 · Centreville, Va
- P•••••• W••••• M••••••••• L•• to P•••••• W••••• A•••••••• L•••left Dec 31, 2012, registered Jan 22, 2013 (22 days) · Other
- L•••• M•• • A••••••••• L•• to P•••••• W••••• M••••••••• L••left May 21, 2012, registered Jun 27, 2012 (37 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•••• M•• • A••••••••• L••left Jan 2, 2008, registered Jan 9, 2008 (7 days) · Other
- A••••••••• F•••••••• S•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 20, 2006, registered Jan 29, 2007 (131 days) · Affiliated broker-dealer or bank to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address