RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• J••••• K•••••••
- M•• C•••••• M••••••••• L•• independent RIA currentsince Dec 23, 2021 · New York, Ny
- R•••• W••••• M••••••••• L•• formerFeb 26, 2020 to Dec 21, 2021 · New York, Ny
- M•••••• A•••••••• L•• unclassifiedMar 31, 2017 to Mar 5, 2020 · New York, Ny
- A•••• A••••••• A••••••• I••• formerJan 27, 2011 to Dec 4, 2015 · New York, Ny
- G••••••••• I••••••••• A•••••••• L•• otherApr 25, 2007 to Dec 22, 2008 · New York, Ny
- R•••• W••••• M••••••••• L•• to M•• C•••••• M••••••••• L••left Dec 21, 2021, registered Dec 23, 2021 (2 days) · RIA to RIA · moved with a team
- M•••••• A•••••••• L•• to R•••• W••••• M••••••••• L••left Mar 5, 2020, registered Feb 26, 2020 (-8 days) · Other
- A•••• A••••••• A••••••• I••• to M•••••• A•••••••• L••left Dec 4, 2015, registered Mar 31, 2017 (483 days) · Other
- G••••••••• I••••••••• A•••••••• L•• to A•••• A••••••• A••••••• I•••left Dec 22, 2008, registered Jan 27, 2011 (766 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address