DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

G••• C••••••

U•• F•••••••• S••••••• I•••wirehouseWashington, Dcdual registrantIAPD 4909204

Feed of 09/14/2026

Also filed as G••• Dean C••••••

At current firm

0 y

since Dec 10, 2025

In the industry

21 y

since Jan 1, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

U•• F•••••••• S••••••• I••• wirehouse current
since Dec 10, 2025 · Washington, Dc
R•• C•••••• M••••••• L•• national BD
Oct 24, 2022 to Nov 13, 2025 · Vienna, Va
U•• F•••••••• S••••••• I••• wirehouse
Jun 1, 2022 to Oct 31, 2022 · Washington, Dc
C•••••• S••••• • C••• I••• national BD
Jun 27, 2018 to Dec 14, 2020 · Cheyenne, Wy
U•• F•••••••• S••••••• I••• wirehouse
Aug 29, 2007 to May 21, 2018 · Washington, Dc

Moves

a registration end followed by a registration begin elsewhere

R•• C•••••• M••••••• L•• to U•• F•••••••• S••••••• I•••
left Nov 13, 2025, registered Dec 10, 2025 (27 days) · Affiliated broker-dealer or bank to wirehouse
U•• F•••••••• S••••••• I••• to R•• C•••••• M••••••• L••
left Oct 31, 2022, registered Oct 24, 2022 (-7 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
C•••••• S••••• • C••• I••• to U•• F•••••••• S••••••• I•••
left Dec 14, 2020, registered Jun 1, 2022 (534 days) · Affiliated broker-dealer or bank to wirehouse
U•• F•••••••• S••••••• I••• to C•••••• S••••• • C••• I•••
left May 21, 2018, registered Jun 27, 2018 (37 days) · Wirehouse to affiliated broker-dealer or bank

Signals

G••• C•••••• left R•• C•••••• M••••••• L•• for U•• F•••••••• S••••••• I••• (registered 2025-12-10)
Nov 13, 2025 · Advisor changed firm · fact
G••• C•••••• left U•• F•••••••• S••••••• I••• for R•• C•••••• M••••••• L•• (registered 2022-10-24)
Oct 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address