RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••• A• S•••••••
- A•••• W••••• M••••••••• L•• independent RIA currentsince Nov 5, 2025 · Overland Park, Ks
- P•••• F•••••••• G••••• L••••• formerMar 23, 2016 to Dec 3, 2025 · Overland Park, Ks
- S••••••••• L•• formerApr 11, 2011 to Jun 23, 2015 · Overland Park, Ks
- S••••• F•••••••• S•••••••• I••• independent RIANov 30, 2007 to Dec 11, 2008 · Overland Park, Ks
- P•••• F•••••••• G••••• L••••• to A•••• W••••• M••••••••• L••left Dec 3, 2025, registered Nov 5, 2025 (-28 days) · RIA to RIA · moved with a team
- S••••••••• L•• to P•••• F•••••••• G••••• L•••••left Jun 23, 2015, registered Mar 23, 2016 (274 days) · Other
- S••••• F•••••••• S•••••••• I••• to S••••••••• L••left Dec 11, 2008, registered Apr 11, 2011 (851 days) · Other
- R•••• A• S••••••• left P•••• F•••••••• G••••• L••••• for A•••• W••••• M••••••••• L•• (registered 2025-11-05)Dec 3, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address