C••••••••• W•••• D••••••

• A•••• T•••• W••••• M••••••••• L•• state registered current
  since Jul 22, 2015 · Flagstaff, Az
• A•••• T•••• W••••• M••••••••• L•• state registered
  Jul 22, 2015 to Dec 31, 2020 · Flagstaff, Az
• O•••• F•• I••• former
  Nov 13, 2013 to Jul 28, 2015 · Scottsdale, Az
• C••• F•••••••• S•••••••• L••• former
  Jan 5, 2009 to Oct 16, 2013 · Gilbert, Az

• O•••• F•• I••• to A•••• T•••• W••••• M••••••••• L••
  left Jul 28, 2015, registered Jul 22, 2015 (-6 days) · Other
• C••• F•••••••• S•••••••• L••• to O•••• F•• I•••
  left Oct 16, 2013, registered Nov 13, 2013 (28 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

STATE REGISTEREDderived

Years in industry

21derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address