RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• K••••• M•••••
- H••••••• F•••••••• L•• independent RIA currentsince Oct 20, 2016 · Gainesville, Va
- A•••• F•••••••• A••••••• S•••••••• I••• independent RIAFeb 16, 2011 to Oct 17, 2016 · Gainesville, Va
- H• B•••• I••• formerFeb 27, 2009 to Jan 20, 2011 · Gainesville, Va
- M•• I•••••••• S•••••••• L•• BD affiliatedAug 2, 2005 to Dec 31, 2008 · Gainesville, Va
- A•••• F•••••••• A••••••• S•••••••• I••• to H••••••• F•••••••• L••left Oct 17, 2016, registered Oct 20, 2016 (3 days) · Other
- H• B•••• I••• to A•••• F•••••••• A••••••• S•••••••• I•••left Jan 20, 2011, registered Feb 16, 2011 (27 days) · Other
- M•• I•••••••• S•••••••• L•• to H• B•••• I•••left Dec 31, 2008, registered Feb 27, 2009 (58 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address