DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Robert Raymond Borowczak
Feed of 09/15/2026
Also filed as Bob Borowczak
At current firm
10 y
since Jun 24, 2016
In the industry
21 y
since May 9, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Northern Trust Securities, Inc BD affiliated currentsince Jun 24, 2016 · Dallas, Tx
- MML Investors Services, LLC BD affiliatedFeb 26, 2009 to May 19, 2011 · Dallas, Tx
- Chapwood Capital Investment Management, LLC formerJul 30, 2008 to Nov 17, 2009 · Dallas, Tx
- Morgan Stanley & Co. LLC unclassifiedApr 2, 2007 to Jul 22, 2008 · Dallas, Tx
- Morgan Stanley Dw Inc. unclassifiedMay 9, 2005 to Apr 2, 2007 · Dallas, Tx
Moves
a registration end followed by a registration begin elsewhere
- MML Investors Services, LLC to Northern Trust Securities, Incleft May 19, 2011, registered Jun 24, 2016 (1863 days) · Other
- Chapwood Capital Investment Management, LLC to MML Investors Services, LLCleft Nov 17, 2009, registered Feb 26, 2009 (-264 days) · Other
- Morgan Stanley & Co. LLC to Chapwood Capital Investment Management, LLCleft Jul 22, 2008, registered Jul 30, 2008 (8 days) · Other
- Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLCleft Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address