DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

M•••••• C••••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseLos Angeles, Cadual registrantIAPD 4914727

Feed of 09/14/2026

Also filed as Matt Steven C••••••

At current firm

1 y

since Jul 29, 2025

In the industry

21 y

since May 23, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Jul 29, 2025 · Los Angeles, Ca
N••••••• T•••• S••••••••• I•• BD affiliated
Feb 9, 2015 to Jul 25, 2025 · Los Angeles, Ca
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
Jun 6, 2006 to Oct 31, 2008 · El Segundo, Ca
W•••• F•••• I••••••••• L•• unclassified
May 23, 2005 to Jun 5, 2006 · Los Angeles, Ca

Moves

a registration end followed by a registration begin elsewhere

N••••••• T•••• S••••••••• I•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jul 25, 2025, registered Jul 29, 2025 (4 days) · Affiliated broker-dealer or bank to wirehouse
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to N••••••• T•••• S••••••••• I••
left Oct 31, 2008, registered Feb 9, 2015 (2292 days) · Other
W•••• F•••• I••••••••• L•• to N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N••
left Jun 5, 2006, registered Jun 6, 2006 (1 days) · Other

Signals

M•••••• C•••••• left N••••••• T•••• S••••••••• I•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2025-07-29)
Jul 25, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address