RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J••• S•••••
- I••••••• W••••• M••••••••• L•• state registered currentsince Feb 7, 2019 · Dallas, Tx
- I••••••• W••••• M••••••••• L•• state registeredJun 27, 2014 to Dec 31, 2015 · Montgomery, Tx
- I••••••• W••••• M••••••••• L•• state registeredJun 27, 2014 to Dec 31, 2018 · Dallas, Tx
- I••••••• W••••• A•••••••• L•• formerOct 1, 2012 to Sep 8, 2014 · Scottsdale, Az
- I••••••• A•••• M••••••••• L•• unclassifiedMar 31, 2009 to May 23, 2011 · Scottsdale, Az
- F•• S••••••••• C••••••••• formerMar 4, 2009 to Jun 8, 2009 · Scottsdale, Az
- E•••••••• A•••••••• L•• national BDFeb 13, 2006 to Feb 13, 2009 · Scottsdale, Az
- I••••••• W••••• A•••••••• L•• to I••••••• W••••• M••••••••• L••left Sep 8, 2014, registered Jun 27, 2014 (-73 days) · Other
- I••••••• A•••• M••••••••• L•• to I••••••• W••••• A•••••••• L••left May 23, 2011, registered Oct 1, 2012 (497 days) · Other
- F•• S••••••••• C••••••••• to I••••••• A•••• M••••••••• L••left Jun 8, 2009, registered Mar 31, 2009 (-69 days) · Other
- E•••••••• A•••••••• L•• to F•• S••••••••• C•••••••••left Feb 13, 2009, registered Mar 4, 2009 (19 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address