DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Eric Javin Coltrain
Feed of 09/14/2026
At current firm
5 y
since Jul 21, 2021
In the industry
21 y
since Feb 25, 2005 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
6
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- LPL Financial LLC BD affiliated currentsince Jul 21, 2021 · Spokane, Wa
- Waddell & Reed formerNov 23, 2020 to Jul 21, 2021 · Seattle, Wa
- Cuso Financial Services, L.P. formerNov 13, 2013 to Nov 23, 2020 · San Diego, Ca
- Cuna Brokerage Services, Inc. formerSep 4, 2008 to Nov 14, 2013 · Coeur D'Alene, Id
- Wamu Investments, Inc. unclassifiedApr 30, 2008 to Aug 22, 2008 · Seal Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- Waddell & Reed to LPL Financial LLCleft Jul 21, 2021, registered Jul 21, 2021 (0 days) · corporate re-registration, not a move
- Cuso Financial Services, L.P. to Waddell & Reedleft Nov 23, 2020, registered Nov 23, 2020 (0 days) · Affiliated broker-dealer or bank to another · moved with a team
- Cuna Brokerage Services, Inc. to Cuso Financial Services, L.P.left Nov 14, 2013, registered Nov 13, 2013 (-1 days) · Other
- Wamu Investments, Inc. to Cuna Brokerage Services, Inc.left Aug 22, 2008, registered Sep 4, 2008 (13 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address